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EHC Plans and Annual Reviews
Who is it for? What is an Education, Health, and Social Care Plan (EHCP) and who is it for? In 2014, the Children and Families Act became law and introduced a new system of support relevant to parents and carers of children and young people aged 0 to 25 with special educational needs or disabilities. What is it for? This means there is a requirement to produce Education, Health, and Care Plans (EHCPs) using person-centered approaches. EHCPs replace statements of special educational needs and what were called Learning Difficulty Assessments. Two of the key messages in the Children and Families Act are that preparation for adulthood starts in early years, just as it does for all other children, and that providers are required to establish and maintain a culture of high expectations so all children and young people can achieve well. This means that goals set should be challenging, not just for the children and young people but for the education service providers too. This requires plans to have a much wider scope than a statement, which generally only addressed educational needs. Themes: The plan should, wherever possible, stretch across four themes: learning and future employment, hope and independence, friends, relationships and community, and health and well-being. Local authorities must issue a plan for a child or young person whose needs cannot be met from the expected budget in mainstream schools or settings, and for those who attend special schools or specialist colleges. An EHCP has 17 sections labeled A to K, each with a different purpose, and it is a legally binding document, meaning that certain things in it must happen. The contents of the EHCP are intended to be creative and a shared challenge for all those involved in order to achieve the best possible results and outcomes for the child or young person. In developing a plan, local authorities have a duty to take into account Section 19 principles and must have regard to the views, wishes, and feelings of the child, young person, or parent; the importance of their full participation in decisions; the importance of their being provided with the necessary information and support to participate; and the need to support the child or young person to achieve the best possible educational and other outcomes, preparing them effectively for adulthood. Resources: How can you find out more or access local services and support? You can find out more about the SEND reforms and the Education, Health, and Care planning process by visiting the Local Offer page on your local authority website. Here, you'll be able to find impartial information, advice, and support, and learn about all the services that are available to you. Parents who require additional support are referred to their local Information, Advice, and Support Service. Further information, including a useful resource on writing good quality EHCPs, can be found at councilfordisabledchildren.org.uk.
An Education, Health and Care Plan (sometimes called an EHC Plan or EHCP) is a legal document that describes your special educational needs, the support you need and the outcomes you would like to achieve.
Not all children and young people with special educational needs and/or disability will need an EHC Plan. EHC Plans may be helpful, when the support that your educational setting is giving you, doesn’t feel like it is enough.
The special educational provision described in an EHC plan, legally, must be provided by your local authority (LA), often through support given from your educational setting. This means that an EHC plan can give you, extra educational support. It can also give you more choice about which school or other setting you can attend.
An EHC plan can only be issued after you have gone through the process of having an Education, Health and Care Needs Assessment.
EHC Plans are available to children and Young People, who are aged 0-25, up until they leave further education.
The Education, Health, and Social Care Plan Annual Review. An Education, Health, and Care Plan (EHCP) is supposed to be a living document, not something that sits on the shelf gathering dust. It should reliably reflect a child or young person's needs and aspirations, which is why the law requires it to be carefully checked each year. This is called the annual review, a way of making sure the plan is still correct. Parents and young people should see annual reviews as an opportunity to get things changed that are not working as expected, to update their aspirations (Part A), and if necessary, the outcomes (Part E), and for any new concerns or needs to be included in Parts B, C, or D. The annual review is a legal process, which means certain things need to happen before the annual review meeting takes place and others afterwards. It takes 8 weeks to complete and must be completed by the anniversary of when the plan was first issued or the last review meeting. It can be broken down into five steps. Steps one and two take place during the four weeks before the meeting. Steps 1 and 2: Step one is when requests for updated information will be made. This should include information from parents, children and young people, the professionals involved, as well as school assessments, notes from meetings over the past year, and observations. This is sometimes referred to as evidence. Invitations: Step two is when invitations are sent out. This must include the parent and young person. This preparation is to make sure all the right people and an up-to-date picture is available for the meeting. Step 3 - Meeting: The Children and Families Act expects the annual review meeting to look at things from a person-centered point of view. This means that parents, children, and young people are fully involved and able to share their views, wishes, and feelings. It must consider progress and plan for what needs to happen in the coming year. The meeting must focus on the following seven points and not just look at how things have gone in the past year in school: it must focus on progress made towards achieving outcomes, establish if the outcomes are still appropriate, and if necessary, agree on new ones. Review the short-term targets and set new ones, check that the special educational provision and the arrangements for delivering it are still appropriate, meaning progress can be made. Review any health and social care provision, check if the aspirations have changed, and check if the parent or young person would like to request a personal budget. Step 4 - Report: After the meeting, the host or person leading the review must write a report. This should include details of the discussions during the meeting, including any suggested changes and any disagreements. This must be sent to everyone who was invited to the meeting and to the local authority within two weeks of the meeting taking place. Step 5 - Decision: When the local authority receives the report, it will make a decision on whether the EHCP should remain unchanged, needs to be updated, or is no longer required. They must inform the parent or young person of their decision no later than four weeks after the meeting. It’s important that parents and young people understand what will happen if they agree to the decision and equally what they can do if they disagree. Parents and young people who require additional support are referred to their local Information, Advice, and Support Service. Further guidance on the annual review process, along with examples of good practice relating to Education, Health, and Social Care Plans, can be found by visiting the Council for Disabled Children website at www.kppc.org/keeps.
If you have an EHC Plan, it needs to be reviewed every 12 months to make sure that it is still helpful to you. A meeting needs to be set up by your school/college, or other educational provider, or by the Local Authority. These meetings are called the 'Annual Review’ meeting.
Annual Review meetings are a great opportunity for you to say what you think about the current plan, talk about anything that is worrying you, or ask for any other help or support that you think you need. They are also a good opportunity to talk about what you might like in the future.
The following steps make up the review process:
- The school/college or other setting will ask you, your parent/carer (if you are under 16, and other professionals for views about your current EHC Plan
- A review meeting takes place to talk about your EHC Plan
- The Local Authority will ask for information from your school/setting or college, your parents/carers and anyone else that has been working with you to help them to make decisions about your plan
- Within 4 weeks the Local Authority will tell you if they are going to keep your plan the same, make changes to it, or cease it.
A guide on How to share your views for your annual review can be found here.
If you are a child or young person, living in Nottingham City or Nottinghamshire, and feel that you would like to apply for an EHC Plan, then please contact Ask Us Nottinghamshire. We can talk you through the process of applying, support you with the application, provide information on what support an EHC Plan can bring, and what happens at each stage after an application has been made.

SEND Local Offer
The Nottingham City Council and Nottinghamshire County Council SEND Local Offers are a great resource for finding events, support and activities in your area.
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